Call Number (LC) Title Results
SE 1.37:N-8B-2 Form N-8B-2 : registration statement of unit investment trusts which are currently issuing securities, pursuant to Section 8(b) of the Investment Company Act of 1940. 1
SE 1.37:N-SAR Form N-SAR : semi-annual report for registered investment companies / 1
SE 1.38: SEC special studies / 1
SE 1.38:2002008998 Report concerning display of customer limit orders 1
SE 1.38:2002009000 Report of examinations of day-trading broker-dealers 1
SE 1.39/2: EDGAR filer manual.
Electronic data gathering, analysis, and retrieval (EDGAR) EDGAR filer manual : user's guide for electronic filing with the U.S. Securities and Exchange Commission.
2
SE 1.39:F 47 U.S. Securities and Exchange Commission. 1
SE 1.40:EX 3 Executive compensation disclosure 1
SE 1.41: Enforcement and market data 1
SE 1.42:433 Inspection of corporation finance referrals memorandum. 1
SE 1.42:440 Internal control review of the Government Purchase Card program. 1
SE 1.42:446-A SEC's oversight of Bear Stearns and related entities. 1
SE 1.42:446-B SEC's oversight of Bear Stearns and related entities. 1
SE 1.42:450 Practices related to naked short selling complaints and referrals 1
SE 1.42:452 Division of Enforcement's disgorgement waivers 1
SE 1.42:456 Audit of Public Transportation Benefit Program 1
SE 1.42:459 Regulation D exemption process / 1
SE 1.42:460 Management and oversight of interagency acquisition agreements at the SEC. 1
SE 1.42:461 Review of the Commission's restacking project / 1
SE 1.42:462 CTR system report - 2008 FISMA / 1