Call Number (LC) | Title | Results |
---|---|---|
SE 1.37:N-8B-2 | Form N-8B-2 : registration statement of unit investment trusts which are currently issuing securities, pursuant to Section 8(b) of the Investment Company Act of 1940. | 1 |
SE 1.37:N-SAR | Form N-SAR : semi-annual report for registered investment companies / | 1 |
SE 1.38: | SEC special studies / | 1 |
SE 1.38:2002008998 | Report concerning display of customer limit orders | 1 |
SE 1.38:2002009000 | Report of examinations of day-trading broker-dealers | 1 |
SE 1.39/2: |
EDGAR filer manual. Electronic data gathering, analysis, and retrieval (EDGAR) EDGAR filer manual : user's guide for electronic filing with the U.S. Securities and Exchange Commission. |
2 |
SE 1.39:F 47 | U.S. Securities and Exchange Commission. | 1 |
SE 1.40:EX 3 | Executive compensation disclosure | 1 |
SE 1.41: | Enforcement and market data | 1 |
SE 1.42:433 | Inspection of corporation finance referrals memorandum. | 1 |
SE 1.42:440 | Internal control review of the Government Purchase Card program. | 1 |
SE 1.42:446-A | SEC's oversight of Bear Stearns and related entities. | 1 |
SE 1.42:446-B | SEC's oversight of Bear Stearns and related entities. | 1 |
SE 1.42:450 | Practices related to naked short selling complaints and referrals | 1 |
SE 1.42:452 | Division of Enforcement's disgorgement waivers | 1 |
SE 1.42:456 | Audit of Public Transportation Benefit Program | 1 |
SE 1.42:459 | Regulation D exemption process / | 1 |
SE 1.42:460 | Management and oversight of interagency acquisition agreements at the SEC. | 1 |
SE 1.42:461 | Review of the Commission's restacking project / | 1 |
SE 1.42:462 | CTR system report - 2008 FISMA / | 1 |