The regulation of financial planning in Australia : current practice, issues and empirical analysis / by Angelique Nadia Sweetman McInnes.
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new concept...
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| Online Access: |
Full Text (via Taylor & Francis) |
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| Main Author: | |
| Format: | eBook |
| Language: | English |
| Published: |
New York :
Routledge,
2020.
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| Edition: | First edition. |
| Series: | Routledge advances in management and business studies.
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| Subjects: |
Table of Contents:
- Introduction
- International trends in financial adviser regulation
- Legitimacy of current licensee-adviser licensing for australian financial advisers
- Research paradigm, methodology and SEM design
- Contextualising current licensing of financial advisers : preliminary analysis using confirmatory factor analysis
- Empirical analysis of the current AFSL-AR licensing regime and the existing licensee-adviser relationship
- Conclusion.