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Prospectus Regulation and Prospectus Liability.

This work provides integrated analysis of and guidance on the Prospectus Regulation 2017. The volume examines the harmonisation of the Prospectus Regulation, the areas not covered by the rules, and the impact of Brexit and provides valuable reference for all advising and researching this field.

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Bibliographic Details
Online Access: Full Text (via ProQuest)
Main Author: Busch, Danny
Other Authors: Ferrarini, Guido, Franx, Jan Paul
Format: eBook
Language:English
Published: Oxford : Oxford University Press USA - OSO, 2020.
Series:Oxford EU Financial Regulation Ser.
Subjects:
Securities > European Union countries.
Securities > Europe.
Disclosure of information > Law and legislation > European Union countries.
Disclosure of information > Law and legislation > Europe.
Prospectus writing > Law and legislation > European Union countries.
Prospectus writing > Law and legislation > Europe.
Disclosure of information > Law and legislation
Prospectus writing > Law and legislation
Securities
Europe
European Union countries
Table of Contents:
  • Cover
  • Half Title Page
  • Oxford EU Financial Regulation Series
  • Prospectus Regulation and Prospectus Liability
  • Copyright
  • Preface
  • Overview of Chapters
  • Table of Cases xv
  • Table of Legislation xix
  • List of Contributors xxxvii
  • List of Abbreviations xlv
  • I GENERAL ASPECTS
  • 1 Introduction
  • I. The Capital Markets Union Action Plan 1.01
  • III. The New EU Prospectus Regime 1.03
  • IV. Structure of the Book 1.13
  • 2 The IPO Process, IPO Disclosure, and the Prospectus Regulation Han Teerink
  • I. Introduction 2.01
  • II. Key IPO Considerations 2.08.
  • III. The IPO Prospectus 2.39
  • IV. IPO Prospectuses and the Prospectus Regulation 2.62
  • V. Concluding Remarks 2.74
  • 3 Stabilization and Underpricing in IPOs Stefano Lombardo
  • I. Introduction 3.01
  • II. The Economics of IPOs 3.04
  • III. The US Regulatory Regime 3.11
  • IV. The European Regulatory Regime 3.17
  • V. Conclusion 3.54
  • 4 The Prospectus Regulation and Other EU Legislation: The Wider Context for Prospectuses Marieke Driessen
  • I. Introduction 4.01
  • II. References in the Prospectus Regulation to Other EU Laws and their Legal Implications 4.06.
  • III. Contents of Prospectuses beyond the Prospectus Regulation 4.31
  • IV. Prospectuses in the Context of Brexit Legislation 4.78
  • V. Conclusion 4.84
  • II. Brexit 1.02
  • 5 The Disclosure Paradigm: Conventional Understandings and Modern Divergences Henry T. C. Hu
  • I. Introduction 5.01
  • II. The Disclosure Paradigm: Conventional Understandings 5.10
  • III. The Impact of Financial Innovation on Conventional Understandings 5.19
  • IV. The Regulatory Ends of Disclosure and the Emergence of a Parallel Disclosure Universe 5.78
  • V. Conclusion 5.110
  • II THE NEW EU PROSPECTUS RULES.
  • 6 Transferable Securities and the Scope of the Prospectus Regulation: The Case of ICOs Guido Ferrarini and Paolo Giudici
  • I. Introduction 6.01
  • II. Financial Instruments and Transferable Securities in MiFID II 6.04
  • III. Transferable Securities in the Prospectus Regulation 6.11
  • IV. The Rise of ICOs 6.14
  • V. ICOs and US Securities Regulation 6.21
  • VI. ICOs and EU Securities Regulation 6.25
  • VII. Conclusions 6.41
  • 7 The Obligation to Publish a Prospectus and Exemptions Kitty Lieverse
  • I. Introduction 7.01
  • II. Trigger No. 1: An Offer of Securities to the Public 7.05.
  • III. Trigger No. 2: An Admittance to Trading on a Regulated Market 7.12
  • IV. The Geographical Demarcation 7.16
  • V. Exemptions to the Obligation to Publish a Prospectus- General Comments 7.18
  • VI. Exemption Type No. 1: The Type of Security 7.20
  • VII. Exemption Type No. 2: Small Offerings 7.25
  • VIII. Exemption Type No. 3: Exemptions Specific to an Offer to the Public 7.28
  • IX. Exemption Type No. 4: Exemptions Specific to an Admittance to Trading on a Regulated Market 7.38
  • X. Combination of Exemptions 7.47
  • XI. A Voluntary Prospectus 7.48.

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