Implementing financial regulation : theory and practice / Joanna Gray and Jenny Hamilton.
Takes a look at the principles and practices behind The Financial Services and Markets Act 2000, as well as the theory that is involved. This book analyses the impact and implications of the financial regulations, making it useful for law, finance, and accounting practitioners.
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| Format: | eBook |
| Language: | English |
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Chichester, England ; Hoboken, NJ :
John Wiley & Sons,
©2006.
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Table of Contents:
- Regulation in context
- Aligning risk and regulation : FSA's risk-based operating framework
- Regulation within the regulated firm : legislation and rules
- Senior management regulation : evidence and practice since N2
- The wider regulatory and legal context for senior management
- Regulation and the emergence of the financial citizen
- An illustrated critique of meta regulation and concluding comments.