NASD arbitration solution [electronic resource] : five black-belt principles to protect and grow your financial services practice / Thomas J. Hine and John K. Brubaker.
Thomas J Hine, CFP, CFS, MBA (Glastonbury, CT) is the Managing Member of Capital Wealth Management, LLC. This work tells the story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice.
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| Online Access: |
Full Text (via Wiley) |
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| Main Author: | |
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| Format: | Electronic eBook |
| Language: | English |
| Published: |
Hoboken, N.J. :
John Wiley & Sons,
©2007.
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| Subjects: |
MARC
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| 100 | 1 | |a Hine, Thomas J., |d 1961- |0 http://id.loc.gov/authorities/names/n2007012226 |1 http://isni.org/isni/0000000036434290. | |
| 245 | 1 | 0 | |a NASD arbitration solution |h [electronic resource] : |b five black-belt principles to protect and grow your financial services practice / |c Thomas J. Hine and John K. Brubaker. |
| 260 | |a Hoboken, N.J. : |b John Wiley & Sons, |c ©2007. | ||
| 300 | |a 1 online resource (xxiii, 312 pages) : |b illustrations. | ||
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| 500 | |a Includes index. | ||
| 505 | 0 | |a Sweating bullets -- 24 : the day that almost never ended -- Expert witness unmasked : an offer to settle--I finally get to testify -- Cross-examination--it was war -- Closing arguments--and a decision -- The cycle of life -- To protect and grow -- Humility : the white-belt attitude -- Integrity : look in the mirror -- Duality : yin and yang -- Awareness : the third eye -- Dedication : kaizen -- What's the cost? -- Case studies -- The lawyer's perspective : how to prepare and try an NASD arbitration case / by James W. Weller -- How to prepare for NASD arbitration -- Preparing to testify and managing your case to conclusion. | |
| 520 | |a Thomas J Hine, CFP, CFS, MBA (Glastonbury, CT) is the Managing Member of Capital Wealth Management, LLC. This work tells the story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. | ||
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