Hedge fund compliance [electronic resource] : risks, regulation, and management / Jason Scharfman.
The long-awaited guide for modern hedge fund compliance program development Hedge Fund Compliance + Website provides straightforward, practical guidance toward developing a hedge fund compliance program, drawn from the author's experience training financial regulators, consulting with governmen...
Saved in:
| Online Access: |
Full Text (via Wiley) |
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| Main Author: | |
| Format: | Electronic eBook |
| Language: | English |
| Published: |
Hoboken, New Jersey :
John Wiley & Sons, Inc.,
[2017]
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| Subjects: |
Table of Contents:
- Introduction to hedge fund compliance
- Introduction to hedge fund regulation and examination
- The chief compliance officer and regulatory reporting
- In-house compliance professionals and hedge fund committees
- Hedge fund compliance technology
- Compliance consultants and other compliance-related service providers
- Understanding key compliance documentation
- Investor evaluation of hedge fund compliance functions
- Case studies and example scenarios in hedge fund compliance
- Common compliance pitfalls and how to avoid them
- Interviews with compliance service providers
- Trends and future developments.