Russian Federation : report on the observance of standards and codes : IOSCO objectives and principles of securities regulation.
This paper presents an assessment of the level of implementation of the IOSCO (International Organization of Securities Commissions) objectives and principles in the Russian Federation. Some of the most recent regulatory changes in the Russian Federation are clearly based on international standards....
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Full Text (via Open Knowledge Repository) |
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| Other title: | Report on the observance of standards and codes : IOSCO objectives and principles of securities regulation |
| Format: | Electronic eBook |
| Language: | English |
| Published: |
Washington, D.C. :
International Monetary Fund,
[2016]
|
| Series: | IMF country report ;
no. 16/233. |
| Subjects: |
MARC
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| 050 | 4 | |a HC59.15.I15 |b No. 16/233eb | |
| 245 | 0 | 0 | |a Russian Federation : |b report on the observance of standards and codes : IOSCO objectives and principles of securities regulation. |
| 246 | 3 | 0 | |a Report on the observance of standards and codes : IOSCO objectives and principles of securities regulation |
| 264 | 1 | |a Washington, D.C. : |b International Monetary Fund, |c [2016] | |
| 264 | 4 | |c ©2016 | |
| 300 | |a 1 online resource (60 pages). | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a computer |b c |2 rdamedia | ||
| 338 | |a online resource |b cr |2 rdacarrier | ||
| 490 | 1 | |a IMF country report ; |v no. 16/233 | |
| 500 | |a "July 2016." | ||
| 500 | |a "June 14, 2016; prepared by Monetary and Capital Markets Department; ... Richard Britton and Richard Pratt (external experts)."--Page 2 of pdf. | ||
| 504 | |a Includes bibliographical references. | ||
| 520 | |a This paper presents an assessment of the level of implementation of the IOSCO (International Organization of Securities Commissions) objectives and principles in the Russian Federation. Some of the most recent regulatory changes in the Russian Federation are clearly based on international standards. In other areas, further initiatives will be required. These include conflicts of interest identification and improving standards of management in professional market participants. It will also require the creation of legal gateways which will enable supervisors with the necessary skills sets to provide guidance as to what the Central Bank of the Russian Federation's (CBR) reasonable expectations are on a range of issues. CBR also faces a major challenge in enforcing the regulatory regime and will need additional resources. | ||
| 588 | |a Description based on online resource; title from pdf title page (IMF.org website, viewed September 2, 2016). | ||
| 505 | 0 | |a Cover; CONTENTS; Glossary; EXECUTIVE SUMMARY; INTRODUCTION; REGULATORY STRUCTURE; MARKET STRUCTURE; A. Market Intermediaries; B. Collective Investment Schemes; C. Markets; D. Preconditions; MAIN FINDINGS; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; A. Authorities' Response to the Assessment; FIGURES; 1. Market Intermediaries; 2. Licences Issued and Cancelled; 3. Number of Unit Investment Funds; 4. Structure of Open and Interval Unit Investment Funds; 5. Share of the Ten Largest Management Companies; 6. MICEX Composite Index 2013-14 | |
| 505 | 8 | |a 7. Structure of Futures Trade on the Derivatives Market of the Moscow Exchange Group8. Structure of Options Trade on the Derivatives Market of the Moscow Exchange Group; TABLES; 1. Securities Licensees; 2. Top Government Securities Traders; 3. Largest Asset Management Companies (end 2014); 4. Capitalization of Russian Market (Equities) on MEG in 2010-14; 5. Number of Listed Companies on the Moscow Exchange; 6. Summary Implementation of the IOSCO Principles; 7. Recommended Action Plan to Improve Implementation of the IOSCO Principles | |
| 650 | 0 | |a Securities |x State supervision |z Russia (Federation) | |
| 650 | 0 | |a Securities commissions |z Russia (Federation) | |
| 650 | 0 | |a Banks and banking, Central |z Russia (Federation) | |
| 650 | 7 | |a Banks and banking, Central. |2 fast | |
| 650 | 7 | |a Securities commissions. |2 fast | |
| 650 | 7 | |a Securities |x State supervision. |2 fast | |
| 651 | 7 | |a Russia (Federation) |2 fast |1 https://id.oclc.org/worldcat/entity/E39PBJhhmCp3jtcMQbx3WgpXVC | |
| 700 | 1 | |a Britton, Richard |q Richard Jack), |e author. |0 http://id.loc.gov/authorities/names/no2016136545 | |
| 700 | 1 | |a Pratt, Richard, |e author. |0 http://id.loc.gov/authorities/names/n85116635 | |
| 710 | 2 | |a International Monetary Fund. |b Monetary and Capital Markets Department, |e author. |0 http://id.loc.gov/authorities/names/no2006113696 |1 http://isni.org/isni/0000000102461159 | |
| 710 | 2 | |a International Monetary Fund, |e publisher. |0 http://id.loc.gov/authorities/names/n81052755 |1 http://isni.org/isni/000000012295783X | |
| 758 | |i has work: |a Russian Federation (Text) |1 https://id.oclc.org/worldcat/entity/E39PCGgjTBBgy34ygTJkgXyJ9P |4 https://id.oclc.org/worldcat/ontology/hasWork | ||
| 856 | 4 | 0 | |u https://openknowledge.worldbank.org/handle/10986/28975 |z Full Text (via Open Knowledge Repository) |
| 830 | 0 | |a IMF country report ; |v no. 16/233. |0 http://id.loc.gov/authorities/names/no2001029774 | |
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