Russian Federation : report on the observance of standards and codes : IOSCO objectives and principles of securities regulation.
This paper presents an assessment of the level of implementation of the IOSCO (International Organization of Securities Commissions) objectives and principles in the Russian Federation. Some of the most recent regulatory changes in the Russian Federation are clearly based on international standards....
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| Main Authors: | , |
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| Other title: | Report on the observance of standards and codes : IOSCO objectives and principles of securities regulation |
| Format: | Electronic eBook |
| Language: | English |
| Published: |
Washington, D.C. :
International Monetary Fund,
[2016]
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| Series: | IMF country report ;
no. 16/233. |
| Subjects: |
Table of Contents:
- Cover; CONTENTS; Glossary; EXECUTIVE SUMMARY; INTRODUCTION; REGULATORY STRUCTURE; MARKET STRUCTURE; A. Market Intermediaries; B. Collective Investment Schemes; C. Markets; D. Preconditions; MAIN FINDINGS; RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE; A. Authorities' Response to the Assessment; FIGURES; 1. Market Intermediaries; 2. Licences Issued and Cancelled; 3. Number of Unit Investment Funds; 4. Structure of Open and Interval Unit Investment Funds; 5. Share of the Ten Largest Management Companies; 6. MICEX Composite Index 2013-14
- 7. Structure of Futures Trade on the Derivatives Market of the Moscow Exchange Group8. Structure of Options Trade on the Derivatives Market of the Moscow Exchange Group; TABLES; 1. Securities Licensees; 2. Top Government Securities Traders; 3. Largest Asset Management Companies (end 2014); 4. Capitalization of Russian Market (Equities) on MEG in 2010-14; 5. Number of Listed Companies on the Moscow Exchange; 6. Summary Implementation of the IOSCO Principles; 7. Recommended Action Plan to Improve Implementation of the IOSCO Principles