Treatise on the law of securities regulation / by Thomas Lee Hazen.
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| Main Author: | |
|---|---|
| Other title: | Law of securities regulation Securities regulation Hazen treatise on the law of securities regulation |
| Format: | Book |
| Language: | English |
| Published: |
St. Paul, MN :
Thomson Reuters,
[2016]
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| Edition: | Seventh edition. |
| Series: | Practitioner treatise series.
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| Subjects: |
MARC
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| 020 | |a 0314844538 |q (volume 6) | ||
| 020 | |a 9780314844545 |q (volume 7) | ||
| 020 | |a 0314844546 |q (volume 7) | ||
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| 043 | |a n-us--- | ||
| 090 | |a KF1439 |b .H39 2016p | ||
| 100 | 1 | |a Hazen, Thomas Lee, |d 1947- |e author. | |
| 245 | 1 | 0 | |a Treatise on the law of securities regulation / |c by Thomas Lee Hazen. |
| 246 | 3 | 0 | |a Law of securities regulation |
| 246 | 1 | 8 | |a Securities regulation |
| 246 | 3 | 3 | |a Hazen treatise on the law of securities regulation |
| 250 | |a Seventh edition. | ||
| 264 | 1 | |a St. Paul, MN : |b Thomson Reuters, |c [2016] | |
| 264 | 4 | |c ©2016 | |
| 300 | |a 7 volumes ; |c 27 cm. | ||
| 336 | |a text |b txt |2 rdacontent | ||
| 337 | |a unmediated |b n |2 rdamedia | ||
| 338 | |a volume |b nc |2 rdacarrier | ||
| 490 | 1 | |a Practitioner treatise series | |
| 500 | |a "2016 revised volume." | ||
| 504 | |a Includes bibliographical references and index. | ||
| 505 | 0 | |a Volume 1. Sections 1:1-4:111. The basic coverage of the securities laws ; Registration requirements of the Securities Act of 1933 ; The 1933 Act registration process and disclosure ; Exemptions from 1933 Act registration -- Volume 2. Sections 4:112-10:26. Exemptions from 1933 Act registration (continued) ; The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act ; IPO practices : manipulation, stabilization, and hot issues ; Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements) ; State securities laws ("blue sky" laws) ; Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies ; Shareholder suffrage : proxy regulation -- Volume 3. Sections 10:27-12:86. Shareholder suffrage : proxy regulation (continued) ; Tender offer and takeover regulation ; Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information -- Volume 4. Sections 12:87-14:44. Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information (continued) ; Insider reporting and short-swing trading : Securities Exchange Act section 16 ; Market regulation, broker-dealer regulation, credit rating agencies -- Volume 5. Sections 14:45-16:17. Market regulation, broker-dealer regulation, credit rating agencies (continued) ; Arbitration of broker-dealer disputes ; Operation of the Securities and Exchange Commission -- Volume 6. Sections 16:18-23:8. Operation of the Securities and Exchange Commission (continued) ; Jurisdictional aspects of the Federal Securities laws ; The SEC's former role in public utility regulation : the history of the repealed Public Utility holding Company Act of 1935 and transfer of authority from the SEC to the Federal Energy Regulatory Commission ; Debt securities and protection of bondholders : the Trust Indenture Act of 1939 ; Federal regulation of investment companies : the Investment Company Act of 1940 ; Investment Advisers Act of 1940 ; Overview of related laws ; Overview of related laws dealing with securities transfers -- Volume 7. Appendix ; tables ; index. | |
| 650 | 0 | |a Securities |z United States. | |
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| 650 | 7 | |a Securities |z United States. |2 nli | |
| 655 | 4 | |a Legal treatises. | |
| 775 | 0 | 8 | |i Revision of: |a Hazen, Thomas Lee, 1947- |t Treatise on the law of securities regulation. |b 6th ed., Practitioner's ed. |z 9780314188007 |w (DLC) 2009287708 |w (OCoLC)301598381 |
| 775 | 0 | 8 | |i Revised as: |a Hazen, Thomas Lee, 1947- |t Treatise on the law of securities regulation. |b Eighth edition. |d St. Paul, MN : Thomson Reuters, [2023] |z 9798350284966 |w (OCoLC)1382426454 |
| 830 | 0 | |a Practitioner treatise series. | |
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| 945 | |l lres |u v.v.6 | ||
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| 952 | f | f | |p Can circulate |a University of Colorado Boulder |b Law Campus |c Law |d Law Library - Stacks 2nd floor |e KF1439 .H39 2016p |h Library of Congress classification |i Book, no Prospector |j v.7 pp2022 |m U182004852378 |n 1 |
| 952 | f | f | |p Can circulate |a University of Colorado Boulder |b Law Campus |c Law |d Law Library - Stacks 2nd floor |e KF1439 .H39 2016p |h Library of Congress classification |i Book, no Prospector |j v.5 pp2022 |m U182004852205 |n 1 |
| 952 | f | f | |p Can circulate |a University of Colorado Boulder |b Law Campus |c Law |d Law Library - Stacks 2nd floor |e KF1439 .H39 2016p |h Library of Congress classification |i Book, no Prospector |j v.4 pp2022 |m U182004852213 |n 1 |
| 952 | f | f | |p Can circulate |a University of Colorado Boulder |b Law Campus |c Law |d Law Library - Stacks 2nd floor |e KF1439 .H39 2016p |h Library of Congress classification |i Book, no Prospector |j v.2 pp2022 |m U182004852182 |n 1 |
| 952 | f | f | |p Can circulate |a University of Colorado Boulder |b Law Campus |c Law |d Law Library - Stacks 2nd floor |e KF1439 .H39 2016p |h Library of Congress classification |i Book, no Prospector |j v.3 pp2022 |m U182004852190 |n 1 |