Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill)
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| Main Author: | |
|---|---|
| Other title: | Securities regulation. |
| Format: | Book |
| Language: | English |
| Published: |
St. Paul, MN :
West Academic Publishing,
[2016]
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| Edition: | Eleventh edition, [Corrected edition] |
| Series: | Nutshell series.
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| Subjects: |
Table of Contents:
- Regulation of public offerings
- Introduction to the regulation of publicly-held companies
- Antifraud provisions
- Regulation of the securities business
- Regulation of investment companies and investment advisers
- Sanctions for violations
- Civil liabilities
- Extraterritorial application
- State regulation.