Securities regulation in a nutshell

Securities regulation in a nutshell [electronic resource] / Thomas Lee Hazen.

Show other versions (8)

Saved in:

Bibliographic Details
Online Access:	Full Text (via West Academic)
Main Author:	Hazen, Thomas Lee, 1947- (Author)
Other title:	West Academic study aids online.
Format:	Electronic eBook
Language:	English
Published:	St. Paul, MN : West Academic Publishing, [2021]
Edition:	Twelfth edition.
Series:	Nutshell series.
Subjects:	Securities > United States. Stockbrokers > Legal status, laws, etc. > United States. Study aids.

Table of Contents:

Introduction
The 1933 Act’s regulation of public offerings - Introduction to the 1934 Act’s regulation of publicly-Held companies
Antifraud provisions
Regulation of the securities business
Regulation of investment companies and investment advisers
Sanctions for violations
Civil liabilities
Extraterritorial application
State regulation.