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  1. 1
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    Enforcement manual /

    Published 2008
    “…U.S. Securities and Exchange Commission,…”
    Book

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  2. 2
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    Acciones de micro capitalizaciones una guía para los inversionistas.

    Published 2006
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Government Document Electronic eBook

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  3. 3
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    Opportunities for examiners with the SEC.

    Published 2000
    “…U.S. Securities and Exchange Commission,…”
    Search for the full-text version of this title in HathiTrust
    Government Document Book

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  4. 4
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    Official summary of security transactions and holdings reported to the Securities and Exchange Commission under the Securities Exchange Act of 1934 and the Public Utility Holding C...

    Published 1936
    “…U.S. Securities and Exchange Commission,…”
    Request a PDF (UCB only)
    Government Document Journal

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  5. 5
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    Report on the practice of preferencing.

    Published 1997
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Government Document eBook

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  6. 6
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    Staff report to the United States Securities and Exchange Commission

    Published 2010
    “…U.S. Securities and Exchange Commission,…”
    Connect to online resource
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    Government Document Electronic eBook

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  7. 7
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    Invest wisely : an introduction to mutual funds.

    Published 2003
    “…U.S. Securities and Exchange Commission,…”
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  8. 8
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    Report to the Securities and Exchange Commission regarding arbitrator conflict disclosure requirements in NASD and NYSE securities arbitrations / by Perino, Michael A.

    Published 2002
    “…[U.S. Securities and Exchange Commission],…”
    Online Access
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    Government Document eBook

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  9. 9
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    Program improvements needed within the SEC's Division of Enforcement

    Published 2009
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Online Access
    Government Document Electronic eBook

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  10. 10
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    Worthless stock how to avoid doubling your losses.

    Published 2005
    “…U.S. Securities and Exchange Commission,…”
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    Government Document Electronic eBook

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  11. 11
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    Microcap stock : a guide for investors.

    Published 2004
    “…U.S. Securities and Exchange Commission,…”
    Connect to online resource
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    Government Document Book

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  12. 12
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    Un mapa para iniciarlo en el camino de la seguridad financiera a través del ahorro y la inversion : entérese de los hechos sobre ahorros e inversiones /

    Published 2008
    “…U.S. Securities and Exchange Commission,…”
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    Government Document Book

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  13. 13
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    Regulation Fair Disclosure revisited a report /

    Published 2001
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Government Document Electronic eBook

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  14. 14
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    Electronic communication networks and after-hours trading

    Published 2000
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Government Document Electronic eBook

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  15. 15
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    Payment for order flow and internalization in the options markets

    Published 2000
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Government Document Electronic eBook

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  16. 16
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    On-line brokerage keeping apace of cyberspace.

    Published 1999
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Government Document Electronic eBook

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  17. 17
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    Report concerning display of customer limit orders

    Published 2000
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Government Document Electronic eBook

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  18. 18
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    Report of examinations of day-trading broker-dealers

    Published 2000
    “…U.S. Securities and Exchange Commission,…”
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    Online Access
    Government Document Electronic eBook

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  19. 19
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    Report on the comparison of order executions across equity market structures.

    Published 2001
    “…U.S. Securities and Exchange Commission,…”
    Online Access
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  20. 20
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    Report on reciprocal subpoena enforcement laws.

    Published 2000
    “…U.S. Securities and Exchange Commission,…”
    Online Access
    Government Document eBook

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