Securities and Exchange Commission : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.

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Bibliographic Details
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Main Author:	Wannisky, Kathleen E.
Corporate Authors:	United States. Securities and Exchange Commission, United States. General Accounting Office
Other title:	Books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.
Format:	Government Document eBook
Language:	English
Published:	Washington, DC : U.S. General Accounting Office, [2001]
Subjects:	United States. > Securities and Exchange Commission > Rules and practice > Evaluation. Brokers > United States > Records and correspondence > Government policy. United States. > Securities Exchange Act of 1934.

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